Concept

What is Audit Finding?

In 30 seconds

An audit finding is the result of comparing the audit evidence collected against the audit criteria. It can be classified as a nonconformity (usually major/minor), an observation or an opportunity for improvement.

How does it work?

  • The finding is written on evidence: which requirement, which evidence, which deviation.
  • Nonconformity findings require a root cause and corrective action plan with deadlines.
  • Closure is based on evidence that the action was implemented and was effective.

Often confused with

Finding and observation

A nonconformity shows a requirement was not met and requires action; an observation or opportunity for improvement points to a risk or area to develop.

Common mistakes

  • Closing a finding with a correction only.
  • Leaving post-audit actions without a schedule or owner.

From a QWorks perspective

QWorks Audit (in development) aims to move actions arising from findings to verified closure as owned, time-bound work.

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